Nomura v Ethical Investments: Extension of Time for Appeal Service

In Nomura Regionalisation Venture Fund Ltd v Ethical Investments Ltd, the Singapore High Court addressed the defendant's application for an extension of time to serve the notice of appeal. The High Court granted the defendant's application, finding that the delay in service was not prolonged, the defendant's solicitors acted promptly to rectify the mistake, and the plaintiffs did not demonstrate significant prejudice. The court considered the relevant principles governing the extension of time to appeal, including the length of the delay, the reasons for the delay, the chances of the appeal succeeding, and the degree of prejudice to the respondent. The court allowed the application and awarded costs to the plaintiffs.

1. Case Overview

1.1 Court

High Court

1.2 Outcome

Application allowed.

1.3 Case Type

Civil

1.4 Judgment Type

Grounds of Decision

1.5 Jurisdiction

Singapore

1.6 Description

Singapore High Court case regarding extension of time to serve a notice of appeal. The court allowed the extension, considering the circumstances.

1.7 Decision Date

2. Parties and Outcomes

Party NameRoleTypeOutcomeOutcome TypeCounsels
Nomura Regionalisation Venture Fund LtdPlaintiffCorporationCosts awardedPartial
Ethical Investments LtdDefendant, ApplicantCorporationApplication allowedWon

3. Judges

Judge NameTitleDelivered Judgment
Lai Siu ChiuJudgeYes

4. Counsels

4. Facts

  1. Defendants agreed to subscribe for 50 units of shares in the plaintiffs at US$100,000 per unit.
  2. The defendants paid US$2.5m as the first instalment for the shares.
  3. Plaintiffs gave written notice for the payment of the second instalment of US$2.5m.
  4. Defendants made part-payment of $500,000 but not the balance of $2m.
  5. Plaintiffs commenced an action against the defendants claiming specific performance and damages.
  6. Summary judgment was granted in favor of the plaintiffs and specific performance was ordered.
  7. The notice of appeal was not served on the plaintiffs’ solicitors within the stipulated time.

5. Formal Citations

  1. Nomura Regionalisation Venture Fund Ltd v Ethical Investments Ltd, Suit 623/1998, [2000] SGHC 36

6. Timeline

DateEvent
Plaintiffs gave written notice for payment of the second installment.
Plaintiffs sent a further written demand.
Plaintiffs commenced an action against the defendants.
Order for specific performance was discharged.
Defendant's application for relief against forfeiture was dismissed.
Defendants’ previous solicitors filed the notice of appeal.
Defendants’ present solicitors took over the matter.
Notice of appeal was served on M/s Drew & Napier.
Relevant papers served on M/s Allen & Gledhill.
Application allowed.

7. Legal Issues

  1. Extension of time for service of notice of appeal
    • Outcome: The court granted the extension of time, considering the circumstances of the case.
    • Category: Procedural
    • Sub-Issues:
      • Mistake of solicitor's employee
      • Serving notice of appeal on wrong party

8. Remedies Sought

  1. Specific Performance
  2. Damages

9. Cause of Actions

  • Specific Performance
  • Damages

10. Practice Areas

  • Litigation

11. Industries

  • No industries specified

12. Cited Cases

Case NameCourtAffirmedCitationJurisdictionSignificance
Cheah Teong Tat v Ho Gee Seng & OrsHigh CourtYes[1974] 1 MLJ 31MalaysiaCited regarding the requirement to show 'special circumstances' for an extension of time.
Cheah Teong Tat v Ho Gee Seng & OrsFederal CourtYes[1975] 2 MLJ 149MalaysiaCited regarding the requirement to show 'special circumstances' for an extension of time.
Tan Chai Heng v Yeo Seng ChoonHigh CourtYesSLR 381SingaporeCited regarding solicitor's negligence not being a ground for extending time.
Re Coles and RavenshearEnglish Court of AppealYes[1907] 1 KB 1England and WalesCited regarding a mistake on the part of the solicitor not being sufficient to warrant an extension of time.
Vettath v VettathCourt of AppealYes[1992] 1 SLR 1SingaporeCited regarding the application for an extension of time to file a notice of appeal.
Chin Hua Sawmill Co Sdn Bhd v Tuan Yusoff bin Tuan MohamedFederal CourtYes[1974] 1 MLJ 58MalaysiaCited regarding the interpretation of rules requiring 'special leave' to extend time.
Soh Keng Hian v American International Assurance Co LtdCourt of AppealYes[1996] 1 MLJ 191MalaysiaCited regarding the difference in language between the Federal Court Rules and the Court of Appeal Rules regarding special leave to extend time.
Sinnathamby & Anor v Lee Chooi YingUnknownYes[1987] 1 MLJ 110MalaysiaCited as a case where the court may take into account the mistake of a solicitor or his clerk when deciding whether to grant an extension of time.
Gatti v ShoosmithUnknownYes[1939] 3 All ER 916England and WalesCited as a case where the English courts had granted an extension of time, in appropriate circumstances, even though the failure to appeal in time was due to a mistake on the part of the legal adviser.
Ratnam v CumarasamyPrivy CouncilYes[1965] 1 WLR 8United KingdomCited regarding the rules of court needing to be obeyed and the need for material upon which the court can exercise its discretion to extend time.
Pearson v Chen Chien Wen EdwinCourt of AppealYes[1991] SLR 212SingaporeCited regarding the relevant principles governing the extension of time to appeal.
Hau Khee Wee & Anor v Chua Kian Tong & AnorHigh CourtYes[1986] SLR 484SingaporeCited regarding the factors to be taken into account in deciding whether to grant an extension of time to file a notice of appeal.
Hau Khee Wee & Anor v Chua Kian Tong & AnorUnknownYes[1987] 2 MLJ 146SingaporeCited regarding the factors to be taken into account in deciding whether to grant an extension of time to file a notice of appeal.
Stansfield Business International Pte Ltd v Vithya Sri SumathisHigh CourtYes[1999] 3 SLR 239SingaporeCited regarding the question of whether the court ought to exercise its discretion to allow an extension of time for the service of a notice of appeal.
Tan Thye Heng v Pan Mercantile (S) Pte Ltd & AnorHigh CourtYes[1989] SLR 973SingaporeCited regarding an appeal only comes into being with the filing and service of a notice of appeal.
Tan Thye Heng v Pan Mercantile (S) Pte Ltd & AnorUnknownYes[1990] 1 MLJ 208SingaporeCited regarding an appeal only comes into being with the filing and service of a notice of appeal.

13. Applicable Rules

Rule Name
No applicable rules

14. Applicable Statutes

Statute NameJurisdiction
O 3 rr 2(5) Rules of Court (1997 Rev Ed)Singapore
O 3 r 4 Rules of CourtSingapore
O 56 r 1(3) Rules of Court (1997 Rev Ed)Singapore

15. Key Terms and Keywords

15.1 Key Terms

  • Extension of time
  • Notice of appeal
  • Service of notice
  • Special circumstances
  • Rules of Court
  • Solicitor's mistake

15.2 Keywords

  • Civil procedure
  • Appeal
  • Extension of time
  • Singapore
  • High Court

17. Areas of Law

16. Subjects

  • Civil Procedure
  • Appeals
  • Extension of Time