Thu Aung Zaw v Ku Swee Boon: Amendment of Summary Judgment & Legal Capacity of Sole Proprietorship

In the High Court of Singapore, Thu Aung Zaw appealed against the decision to allow Ku Swee Boon (trading as Norb Creative Studio) to amend a summary judgment. The initial judgment was obtained by Norb Creative Studio, a sole proprietorship, against Thu Aung Zaw. Thu Aung Zaw also sought to set aside the summary judgment and stay bankruptcy proceedings initiated by Norb. Justice Tan Siong Thye dismissed both the appeal and the originating summons, finding the amendment permissible and the challenge to the summary judgment without merit. The court dismissed RAS 23 and OS 325 with costs.

1. Case Overview

1.1 Court

High Court of the Republic of Singapore

1.2 Outcome

RAS 23 and OS 325 dismissed with costs.

1.3 Case Type

Civil

1.4 Judgment Type

Grounds of Decision

1.5 Jurisdiction

Singapore

1.6 Description

The High Court addressed the amendment of a summary judgment involving a sole proprietorship and legal capacity to bring a claim. The court dismissed the appeal.

1.7 Decision Date

2. Parties and Outcomes

Party NameRoleTypeOutcomeOutcome TypeCounsels
Thu Aung ZawApplicant, AppellantIndividualAppeal Dismissed, Originating Summons DismissedLost, LostOng Ying Ping, Chew Zijie
Ku Swee Boon (trading as Norb Creative Studio)RespondentIndividualAmendment Application AllowedWonTan Wen Cheng Adrian, Janus Low

3. Judges

Judge NameTitleDelivered Judgment
Tan Siong ThyeJudgeYes

4. Counsels

Counsel NameOrganization
Ong Ying PingOng Ying Ping Esq
Chew ZijieOng Ying Ping Esq
Tan Wen Cheng AdrianAugust Law Corporation
Janus LowAugust Law Corporation

4. Facts

  1. Thu was a partner of Adlogic Asia LLP.
  2. Adlogic contracted with Norb Creative Studio to print discount dining vouchers for $80,000.
  3. Thu furnished a personal guarantee for Adlogic's debt.
  4. Norb obtained summary judgment against Thu in DC 3647.
  5. Norb took out bankruptcy proceedings against Thu in HC/B 2527/2016.
  6. Thu sought to stay the bankruptcy application by setting aside the summary judgment.
  7. Ku applied to amend the name of the plaintiff in the summary judgment from Norb to "Ku Swee Boon (trading as Norb Creative Studio)".

5. Formal Citations

  1. Thu Aung Zaw v Ku Swee Boon (trading as Norb Creative Studio), , [2017] SGHC 265

6. Timeline

DateEvent
Adlogic approached Ku to print discount dining vouchers.
Statutory demand served on Thu.
Norb filed for bankruptcy against Thu.
Writ of summons in DC 3647 filed.
Summary judgment entered against Thu.
Norb took out bankruptcy proceedings against Thu in HC/B 2527/2016.
Thu took out OS 325.
Affidavit of Thu Aung Zaw filed.
Affidavit of Ku Swee Boon filed.
Affidavit of Ku Swee Boon filed.
Affidavit of Thu Aung Zaw filed.
Hearing commenced.
Judgment issued.

7. Legal Issues

  1. Amendment of Summary Judgment
    • Outcome: The court allowed the amendment of the summary judgment, finding that the mistake was genuine and did not prejudice the other party.
    • Category: Procedural
    • Sub-Issues:
      • Genuine mistake
      • Prejudice to the other party
  2. Legal Capacity of Sole Proprietorship
    • Outcome: The court held that the sole proprietorship's lack of legal capacity was a curable defect and allowed the amendment.
    • Category: Substantive
    • Sub-Issues:
      • Commencement of action in the name of the firm
      • Amendment after judgment
  3. Functus Officio
    • Outcome: The court held that it was not functus officio and had the jurisdiction to make non-substantive amendments even after the judgment had been delivered.
    • Category: Procedural
    • Sub-Issues:
      • Non-substantive amendments
      • Inherent jurisdiction of the court

8. Remedies Sought

  1. Setting aside summary judgment
  2. Declaration that summary judgment is void
  3. Leave to appeal against summary judgment
  4. Stay of bankruptcy application

9. Cause of Actions

  • Breach of Guarantee

10. Practice Areas

  • Civil Litigation
  • Insolvency Law

11. Industries

  • Advertising
  • Printing

12. Cited Cases

Case NameCourtAffirmedCitationJurisdictionSignificance
Ku Swee Boon (trading as Norb Creative Studio) v Thu Aung ZawDistrict CourtYes[2017] SGDC 241SingaporeAffirmed the deputy registrar’s decision in Ku's Amendment Application.
Godfrey Gerald QC v UBS AG and othersCourt of AppealYes[2004] 4 SLR(R) 411SingaporeCited for the explanation of functus officio and the court's residual inherent jurisdiction.
Oversea-Chinese Banking Corp Ltd v Measurex Corp BhdHigh CourtYes[2002] 2 SLR(R) 684SingaporeCited for the principle that the court can make non-substantive amendments even to summary judgments.
Philip Securities (Pte) v Yong Tet MiawHigh CourtYes[1988] 1 SLR(R) 566SingaporeCited for the amendment of a default judgment to correct the sum ordered.
Sunny Daisy Ltd v WBG Network (Singapore) Pte LtdHigh CourtYes[2008] 4 SLR(R) 769SingaporeCited for the principle that an amendment is allowed to correct an error rather than to substitute one party for another.
Mohamed Mustafa v Syed AhmadUnknownYes[1972] 2 MLJ 241MalaysiaCited for the principle that an action commenced in the name of a sole proprietorship can be amended to the name of the sole proprietor.
Noble Lowndes and Partners (a Firm) v Hadfields LtdChancery DivisionYes[1939] Ch 569England and WalesCited for the principle that it is no bar to an amendment application that the original plaintiff was not vested with the legal cause of action.
Hughes v Pump House Hotel Company, Ltd (No 2)Court of AppealYes[1902] 2 KB 485England and WalesCited for the principle that an irregularity is curable by amendment even if the party originally named as plaintiff could not hold the legal cause of action.
Lim Yong Swan v Lim Jee Tee and anotherCourt of AppealYes[1992] 3 SLR(R) 940SingaporeCited for the requirements to be satisfied in order for an amendment to correct the name of a party to be allowed.
Thu Aung Zaw v Norb Creative StudioHigh CourtYes[2014] SGHC 67SingaporeCited as part of the background of the case.

13. Applicable Rules

Rule Name
No applicable rules

14. Applicable Statutes

Statute NameJurisdiction
Rules of Court (Cap 322, R 5, 2014 Rev Ed)Singapore
Order 77 Rule 9 of the Rules of CourtSingapore
Order 20 Rule 5(3) of the Rules of CourtSingapore
Order 20 Rule 5(1) of the Rules of CourtSingapore
Order 20 Rule 11 of the Rules of CourtSingapore

15. Key Terms and Keywords

15.1 Key Terms

  • Summary judgment
  • Amendment application
  • Sole proprietorship
  • Legal capacity
  • Functus officio
  • Personal guarantee
  • Bankruptcy proceedings
  • Rules of Court
  • Genuine mistake
  • Prejudice

15.2 Keywords

  • Amendment
  • Summary Judgment
  • Sole Proprietorship
  • Legal Capacity
  • Singapore
  • Civil Procedure

16. Subjects

  • Civil Procedure
  • Contract Law
  • Bankruptcy

17. Areas of Law

  • Civil Procedure
  • Amendment of Pleadings
  • Summary Judgment
  • Bankruptcy Law