BXY v BXX: Dispute Over Tribunal Jurisdiction in SIAC Arbitration

BXY, BYA, and BYB (Plaintiffs) sought to reverse a tribunal's ruling that BXX, BXZ, and BYC (Defendants) were proper parties to an arbitration. The Singapore International Commercial Court, presided over by Roger Giles IJ, dismissed the application, holding that the tribunal had jurisdiction and that the application was filed out of time. The dispute arose from an alleged assignment of rights under a share sale agreement.

1. Case Overview

1.1 Court

Singapore International Commercial Court

1.2 Outcome

Application dismissed.

1.3 Case Type

Arbitration

1.4 Judgment Type

Judgment

1.5 Jurisdiction

Singapore

1.6 Description

Plaintiffs challenged the tribunal's jurisdiction in an arbitration. The court dismissed the application, affirming the tribunal's jurisdiction and finding the application untimely.

1.7 Decision Date

2. Parties and Outcomes

3. Judges

Judge NameTitleDelivered Judgment
Roger GilesInternational JudgeYes

4. Counsels

4. Facts

  1. The plaintiffs are respondents in an arbitration.
  2. The plaintiffs applied to the Tribunal for an order that the first defendant be struck out as a party.
  3. The Tribunal dismissed the application.
  4. The plaintiffs sought to reverse the Tribunal's ruling.
  5. The first defendant is an Australian company.
  6. The second defendant is a wholly owned subsidiary of the first defendant.
  7. The share sale agreement contained a choice of law clause in favor of the laws of Singapore and an arbitration clause.

5. Formal Citations

  1. BXY and others v BXX and others, Originating Summons No 3 of 2019, [2019] SGHC(I) 11

6. Timeline

DateEvent
Agreement preceding the share sale agreement was dated.
Supplementary agreement was dated.
Deed giving effect to the share sale agreement as a restated share sale agreement was dated.
First defendant provided a letter of designation.
Completion of share transfer took place.
First and second defendants commenced arbitration proceedings.
Plaintiffs applied to the Tribunal to strike out the first defendant as a party to the Arbitration.
Defendants provided responsive submissions to the Tribunal.
Plaintiffs provided reply submissions to the Tribunal.
Tribunal issued its decision as Directions (2), dismissing the application.
Plaintiffs emailed the Tribunal concerning preliminary issues.
Plaintiffs applied to the High Court by an Originating Summons.
Hearing date.
Hearing date.
Judgment reserved.

7. Legal Issues

  1. Jurisdiction of Arbitral Tribunal
    • Outcome: The court held that the arbitral tribunal had jurisdiction to hear and determine the first defendant's claims.
    • Category: Jurisdictional
    • Sub-Issues:
      • Assignment of rights under a contract
      • Timeliness of jurisdictional challenge
    • Related Cases:
      • [2017] 3 SLR 357
      • [2019] SGHC 142
  2. Timeliness of Application
    • Outcome: The court held that the application was not brought within the prescribed time and declined to extend the time.
    • Category: Procedural
    • Sub-Issues:
      • Receipt of notice of tribunal's ruling
      • Extension of time for application
    • Related Cases:
      • [2013] 1 SLR 636
      • [2019] SGCA 33
      • [2014] 1 SLR 372
      • [2003] 3 SLR(R) 546
      • (2011) 257 FLR 75
      • [2008] 2 SLR(R) 540
      • [2019] SGHC (I) 10

8. Remedies Sought

  1. Reversal of the Tribunal’s ruling
  2. Declaration that the Originating Summons had been filed within the prescribed time
  3. Extension of time to file the Originating Summons

9. Cause of Actions

  • No cause of actions

10. Practice Areas

  • Arbitration
  • Commercial Litigation

11. Industries

  • No industries specified

12. Cited Cases

Case NameCourtAffirmedCitationJurisdictionSignificance
BCY v BCZSingapore High CourtYes[2017] 3 SLR 357SingaporeCited for the principle that the court should decide the application de novo.
BNA v BNB and anotherSingapore High CourtYes[2019] SGHC 142SingaporeCited for the principle that the court should decide the application de novo.
Astro Nusantara International BV and others v PT Ayunda Prima Mitra and othersSingapore High CourtNo[2013] 1 SLR 636SingaporeCited regarding the inherent power of the court to prevent injustice.
Rakna Arakshaka Lanka Ltd v Avant Garde Maritime Services (Pte) LtdSingapore Court of AppealNo[2019] SGCA 33SingaporeCited regarding the ability to rely on lack of jurisdiction in setting aside proceedings after the final award.
PT First Media TBK (formerly known as PT Broadband Multimedia TBK) v Astro Nusantara International BV and others and another appealSingapore Court of AppealNo[2014] 1 SLR 372SingaporeCited regarding a less stringent approach to expedition and finality through the 30-day time limit.
ABC Co v XYZ Co LtdSingapore High CourtNo[2003] 3 SLR(R) 546SingaporeCited regarding the court's inability to entertain applications lodged after the expiry of the three-month period.
teleMates Pty Ltd v Standard SoftTel Solutions Pvt LtdSupreme Court of New South WalesYes(2011) 257 FLR 75AustraliaCited regarding the scheme established by the Model Law making no provision for the period in Article 16(3) to be extended.
Obegi Melissa and others v Vestwin Trading Pte Ltd and anotherSingapore Court of AppealNo[2008] 2 SLR(R) 540SingaporeCited regarding the question of substance: whether the Article extinguished a right of action rather than imposing a deadline for taking a procedural step.
BXS v BXTSingapore International Commercial CourtYes[2019] SGHC (I) 10SingaporeCited regarding the power to extend time in cl 7 in Schedule 1 to the SCJA.

13. Applicable Rules

Rule Name
UNCITRAL Model Law on International Commercial Arbitration
Rules of Court (Cap 322, R 5, 2014 Rev Ed)
Arbitration Rules of the Singapore International Arbitration Centre

14. Applicable Statutes

Statute NameJurisdiction
International Arbitration Act (Cap 143A, 2002 Rev Ed)Singapore
Supreme Court of Judicature Act (Cap 322, 2007 Rev Ed)Singapore
Civil Law Act (Cap 43, 1999 Rev Ed)Singapore

15. Key Terms and Keywords

15.1 Key Terms

  • Arbitration
  • Jurisdiction
  • Assignment
  • Share Sale Agreement
  • Tribunal
  • Letter of Designation
  • Originating Summons
  • International Arbitration Act
  • UNCITRAL Model Law
  • Directions (2)

15.2 Keywords

  • Arbitration
  • Jurisdiction
  • Singapore International Commercial Court
  • International Arbitration Act
  • Share Sale Agreement

17. Areas of Law

16. Subjects

  • Arbitration
  • Jurisdiction
  • Contract Law