IIa Technologies v Element Six: Patent Invalidity & Infringement in CVD Diamond Production

In [2023] SGCA 5, the Court of Appeal of the Republic of Singapore heard the appeal of IIa Technologies Pte Ltd against the decision of the High Court in favor of Element Six Technologies Ltd regarding Singapore Patent No 115872 ('SG 872'). The primary legal issue was the validity and infringement of SG 872, concerning synthetic diamonds grown using chemical vapor deposition. The Court of Appeal allowed the appeal, revoking SG 872 due to insufficiency, finding that the patent specification did not sufficiently enable a person skilled in the art to perform the invention across the full breadth of the claim.

1. Case Overview

1.1 Court

Court of Appeal of the Republic of Singapore

1.2 Outcome

Appeal Allowed

1.3 Case Type

Intellectual Property

1.4 Judgment Type

Written Judgment

1.5 Jurisdiction

Singapore

1.6 Description

Singapore Court of Appeal: IIa Technologies' appeal allowed, revoking Element Six's patent SG 872 due to insufficiency in CVD diamond production.

1.7 Decision Date

2. Parties and Outcomes

Party NameRoleTypeOutcomeOutcome TypeCounsels
IIa Technologies Pte LtdAppellant, DefendantCorporationAppeal AllowedWon
Element Six Technologies LtdRespondent, PlaintiffCorporationPatent RevokedLost

3. Judges

Judge NameTitleDelivered Judgment
Sundaresh MenonChief JusticeYes
Judith PrakashJustice of the Court of AppealNo
Steven ChongJustice of the Court of AppealNo

4. Counsels

4. Facts

  1. Element Six claimed IIa Technologies infringed its patents SG 872 and SG 508 related to CVD diamond production.
  2. IIa Technologies denied infringement and counterclaimed for revocation of both patents.
  3. The trial judge declared SG 508 invalid but found SG 872 valid and infringed by IIa Technologies.
  4. IIa Technologies appealed the trial judge's decision regarding the validity and infringement of SG 872.
  5. The patent specification of SG 872 directed the person skilled in the art to use a Deltascan (Metripol) to determine certain values.
  6. The Metripol data alone does not tell the person skilled in the art whether the delta value of a diamond falls within the SG 872 First Order.
  7. The respondent claimed that the production of low-strain single crystal CVD diamond material disclosed in Claims 1 to 61 and 72 to 78 was not possible prior to the discovery of the process in Claim 62.

5. Formal Citations

  1. IIa Technologies Pte Ltd v Element Six Technologies Ltd, Civil Appeal No 41 of 2020, [2023] SGCA 5

6. Timeline

DateEvent
HC/S 26/2016 filed
SG 872 filed
Trial judge declared SG 508 invalid and revoked it
CA/CA 41/2020 filed
Judge delivered decision on costs
CA/CA 96/2020 filed
CA/SUM 87/2020 filed
SUM 87 dismissed
Parties directed to prepare a Primer
Technology Tutorial conducted
CA 41 hearing
Court wrote to parties to clarify product claim scope
Parties responded to court's clarification request
Judgment reserved

7. Legal Issues

  1. Patent Sufficiency
    • Outcome: The Court held that the patent was invalid due to insufficiency, as the specification did not sufficiently enable a person skilled in the art to perform the invention across the full breadth of the claim.
    • Category: Substantive
    • Sub-Issues:
      • Insufficient disclosure
      • Undue burden on person skilled in the art
      • Uncertainty in claim scope
  2. Patent Claim Construction
    • Outcome: The Court construed the patent claims purposively, viewing them through the lens of a person skilled in the art.
    • Category: Substantive
    • Sub-Issues:
      • Purposive construction
      • Interpretation by person skilled in the art
  3. Patent Infringement
    • Outcome: The Court overturned the trial judge's finding of infringement, holding that the samples did not infringe the patent.
    • Category: Substantive
    • Sub-Issues:
      • Scope of patent claims
      • Essential elements of claim

8. Remedies Sought

  1. Declaration of Patent Validity
  2. Injunction against Infringement
  3. Delivery up or Destruction of Infringing Products
  4. Revocation of Patent

9. Cause of Actions

  • Patent Infringement
  • Patent Revocation

10. Practice Areas

  • Patent Litigation
  • Commercial Litigation

11. Industries

  • Manufacturing
  • Technology
  • Materials Science

12. Cited Cases

Case NameCourtAffirmedCitationJurisdictionSignificance
Element Six Technologies Ltd v IIa Technologies Pte LtdHigh CourtYes[2020] SGHC 26SingaporeThe High Court's decision on the validity and infringement of the patents in question, which was appealed in the present case.
First Currency Choice Pte Ltd v Main-Line Corporate Holdings Ltd and another appealCourt of AppealYes[2008] 1 SLR(R) 335SingaporeCited for the principle that clarity is not a ground for revocation under the Patents Act (2005 Rev Ed), but sufficiency of disclosure is.
Oxley Consortium Pte Ltd v Geetex Enterprises Singapore (Ptd) Ltd and another matterCourt of AppealYes[2021] 2 SLR 782SingaporeCited regarding the court's discretion to consider arguments not particularized in the Appellant's Case.
Global Yellow Pages Ltd v Promedia Directories Pte Ltd and another matterCourt of AppealYes[2017] 2 SLR 185SingaporeCited regarding the court's discretion to consider arguments not particularized in the Appellant's Case.
Lee Tat Cheng v Maka GPS Technologies Pte LtdCourt of AppealYes[2018] 1 SLR 856SingaporeCited for principles of claim construction, specifically construing claims purposively.
Mühlbauer AG v Manufacturing Integration Technology LtdCourt of AppealYes[2010] 2 SLR 724SingaporeCited for the test of novelty and the role of common general knowledge in assessing prior art.
Windsurfing International Inc v Tabur Marine (Great Britain) LtdCourt of AppealYes[1985] RPC 59England and WalesCited for the approach to determining obviousness, specifically whether differences from prior art constitute obvious steps.
Regeneron Pharmaceuticals Inc v Kymab LtdUK Supreme CourtYes[2021] 1 All ER 475United KingdomCited for the principle that a patent specification must enable the invention to be performed to the full extent of the monopoly claimed.
Synthon BV v SmithKline Beecham plcHouse of LordsYes[2005] UKHL 59United KingdomCited for the role of common general knowledge in interpreting prior art.
Kirin-Amgen Inc and others v Hoechst Marion Roussel Ltd and others; Hoechst Marion Roussel Ltd and others v Kirin-Amgen and othersHouse of LordsYes[2005] RPC 169United KingdomCited for the two-step assessment of sufficiency and the principle that disclosure must enable the invention to the full extent of the monopoly claimed.
Biogen Inc v Medeva PLCHouse of LordsYes[1997] RPC 1United KingdomCited for the principle that disclosure must enable the invention to the full extent of the monopoly claimed and the relevant date for assessing sufficiency.
H Lundbeck A/S v Generics (UK) Ltd and othersCourt of AppealYes[2008] RPC 437England and WalesCited for the principle that where a claim is to a class of products, the class of products is enabled only if the PSA can work the invention in respect of all members of the class.
Anan Kasei Co. Ltd and another company v Neo Chemicals and Oxides Ltd (formerly Molycorp Chemicals and Oxides (Europe) Ltd) and another companyCourt of AppealYes[2019] EWCA Civ 1646England and WalesCited for the principle that a claim limited by reference to a desirable physical characteristic covers a class of products.
Generics [UK] Ltd (t/a Mylan) v Yeda Research and Development Co Ltd and anotherHigh CourtYes[2012] EWHC 1848 (Pat)England and WalesCited for the principle that insufficiency may arise where the PSA does not know how to determine whether a particular product or process is within or outside the scope of the claim.
Generics [UK] Ltd (t/a Mylan) v Yeda Research and Development Co Ltd and anotherCourt of AppealYes[2013] EWCA Civ 925England and WalesCited for the principle that insufficiency may arise where the PSA does not know how to determine whether a particular product or process is within or outside the scope of the claim.
Unwired Planet International Ltd & Ors v Google Commerce Ltd (2016)High CourtYes[2016] EWHC 576 (Pat)England and WalesCited for the principle that insufficiency may arise where the PSA does not know how to determine whether a particular product or process is within or outside the scope of the claim.
Glaxo Group Ltd and other companies v Vectura LtdHigh CourtYes[2018] EWHC 3414 (Pat)England and WalesCited for the principle that uncertainty in which test should be used to determine whether a particular product or process meets the characteristics specified in the claim can sustain an objection of uncertainty in the context of insufficiency.
Martek Biosciences Corp v Cargill International Trading Pte LtdCourt of AppealYes[2011] 4 SLR 429SingaporeCited for the principle that lack of clarity in claim language must leave the PSA unclear as to how to determine whether a particular product or process is within the scope of the claim.
Bayer Schering Pharma/Reach-through claimTechnical Board of AppealYes[2009] OJ EPO 516EuropeCited for the principle that trial and error on every conceivable chemical compound for the claimed capability was an undue burden.
American Home Products Corporation v Novartis Pharmaceuticals UK LtdCourt of AppealYes[2001] RPC 8England and WalesCited for the principle that the duty upon the patentee is to provide a description which enables the skilled person to perform the invention, not to supply a starting point for a research programme.
Saint-Gobain Adfors SAS (a company existing under the laws of France) v 3M Innovative Properties Co (a company existing under the laws of Delaware, United States)High CourtYes[2022] EWHC 1018 (Pat)England and WalesCited for the importance of providing guidance on how to vary process parameters to achieve a specific product in the range of products claimed in the patent.
Novartis AG v Johnson & Johnson Medical LtdCourt of AppealYes[2011] ECC 10England and WalesCited for the principle that it is irrelevant that the challenger had not performed any experiments if the Patent gives no clue as to whether he will be successful.
Sunseap Group Pte Ltd v Sun Electric Pte LtdCourt of AppealYes[2019] 1 SLR 645SingaporeCited for the observation that a patent should be revoked if all the independent claims in a patent have found to be invalid.

13. Applicable Rules

Rule Name
Rules of Court (2014 Rev Ed)

14. Applicable Statutes

Statute NameJurisdiction
Patents Act (Cap 221, 2005 Rev Ed)Singapore

15. Key Terms and Keywords

15.1 Key Terms

  • Chemical Vapor Deposition
  • CVD Diamond
  • Optical Birefringence
  • Metripol
  • SG 872 First Order
  • Dislocation Density
  • Optical Retardation
  • Phase Shift
  • Nitrogen Concentration
  • Source Gas
  • Plasma Etch
  • Homoepitaxial Diamond Growth
  • Deltascan
  • Gap Theory

15.2 Keywords

  • patent
  • infringement
  • validity
  • CVD diamond
  • chemical vapor deposition
  • insufficiency
  • revocation
  • birefringence
  • Metripol
  • Singapore
  • intellectual property

17. Areas of Law

16. Subjects

  • Patent Law
  • Intellectual Property
  • Synthetic Diamonds
  • Chemical Vapor Deposition